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FINRA Awards for Kasumi Takahashi

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0109102/08/2016Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/
Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff
Respondent(s): Unionbanc Investment Services.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$450,000
10-0458511/16/2012Claimant(s): Howard Snyder, Karen Snyder
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0055309/19/2012Claimant(s): Charlene Carter, Jennifer Hector
Claimant Lawyers(s): G. Thomas Fleming III, Kasumi Takahashi
Respondent(s): Blake Fry
Respondent Lawyers(s): Blake A. Fry
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
Expungement
10-0008304/18/2011Claimant(s): David Harvey, Sharon Harvey, The Harvey Family Trust dtd 08/30/06
Claimant Lawyers(s): Geoffrey O. Evers
Respondent(s): Wells Fargo Investments, Matthew Medeiros
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark IconExpungement
10-0269102/15/2011Claimant(s): Ellen Feduniw, Estate of Edward J. Feduniw, The Feduniw Family Trust of 2005 UDT dtd
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Alan Stamm, Larry Haugaard, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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