Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01091 | 02/08/2016 | Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/ Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff Respondent(s): Unionbanc Investment Services. Respondent Lawyers(s): Kasumi Takahashi Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke Hearing Site: Los Angeles, CA |  | $450,000 |
| 14-02337 | 09/24/2015 | Claimant(s): Jay Stein, Jay J. Stein IRA Rollover, Jay J. Stein Retirement Fund dtd 9/1/85 Claimant Lawyers(s): Katrina M. Boice, Ryan K. Bakhtiari Respondent(s): Northeast Securities., The Benchmark Company. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Robert B. Hansohn, Thomas R. Watkins, Anita Rae Shapiro Hearing Site: Los Angeles, CA | | $126,550 |