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FINRA Awards for Brent Eric Zepke

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0109102/08/2016Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/
Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff
Respondent(s): Unionbanc Investment Services.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$450,000
11-0193103/21/2014Claimant(s): Justin Azarian, Loreta Azarian, Nicole Azarian, Paul Azarian, Loreta Azarian IRA, Loreta Azarian SEP IRA, Paul Azarian IRA, Paul Azarian SEP IRA, P&L Azarian Trust dtd 9/25/2008
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Art Okun, Gregory Goldstein, Marquis Financial Services.
Respondent Lawyers(s): Art Okun, Gregory E. Goldstein
Arbitrator(s): Robert Rosen, James Warren Hill, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$309,750
11-0153707/02/2012Claimant(s): Isabella Grace
Claimant Lawyers(s): Isabella Grace
Respondent(s): UBS Financial Services Inc., Robert Higgins
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Thomas A. Culbertson, William E. Schneider, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$375

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