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FINRA Awards for Stefanie M. Wayco

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0202107/07/2016Claimant(s): Florence Natelson
Claimant Lawyers(s): Frank W. Visciano
Respondent(s): William Hennion, Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch, Stefanie M. Wayco
Arbitrator(s): Steven Meyrich, Charles G. Michaels, Marilyn R. Lewis
Hearing Site: Denver, CO
Checkmark Icon$155,935
12-0410303/05/2014Claimant(s): Laurence Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
Checkmark Icon$0
12-0270710/16/2013Claimant(s): Christina Brancati
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Fred S. Pieroni, Pamela H. Roderick, Harrison Johnson
Hearing Site: New York, NY
Checkmark IconExpungement
11-0070410/10/2012Claimant(s): The Estate of Barbara Micek
Claimant Lawyers(s): Thomas P. Yardley
Respondent(s): UBS Financial Services Inc., The Estate of James R. Kirchner, Sr.
Respondent Lawyers(s): Stefanie M. Wayco, Tim Rabel
Arbitrator(s): Thomas Sargant, John D. Crawford, Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
11-0153707/02/2012Claimant(s): Isabella Grace
Claimant Lawyers(s): Isabella Grace
Respondent(s): UBS Financial Services Inc., Robert Higgins
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Thomas A. Culbertson, William E. Schneider, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$375

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