22-00898 | 04/25/2024 | Claimant(s): Margaret van Krieken, Roeland van Krieken Claimant Lawyers(s): Marc Fitapelli Respondent(s): Morgan Stanley Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Herb Schwartz, Philip Aaron Tymon, Dennis Markham Smith Hearing Site: San Francisco, CA
| | Expungement |
22-01486 | 02/07/2024 | Claimant(s): Joel Santucci Claimant Lawyers(s): Marc Fitapelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph Hearing Site: New York, NY
| | |
17-01838 | 04/30/2019 | Claimant(s): Joan Yurisich Claimant Lawyers(s): Marc Fitapelli Respondent(s): Judith Villarreal, Raymond Pett, Corecap Investments. Respondent Lawyers(s): Jessica E. Levine Arbitrator(s): Raymond J. Sterling, Michele Renee Zinn, William Joseph Caprathe Hearing Site: Detroit, MI
| | Expungement |
12-02707 | 10/16/2013 | Claimant(s): Christina Brancati Claimant Lawyers(s): Marc Fitapelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stefanie M. Wayco Arbitrator(s): Fred S. Pieroni, Pamela H. Roderick, Harrison Johnson Hearing Site: New York, NY
| | Expungement |
12-01528 | 09/23/2013 | Claimant(s): Steven Barbeau, Steven P. Barbeau IRA Claimant Lawyers(s): Marc Fitapelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Caroline K. Hall Arbitrator(s): Susan L. Walker, Mark A. Frankel, Dennis M. Selby Hearing Site: Milwaukee, WI
| | Expungement |
12-03669 | 06/07/2013 | Claimant(s): Ara Hisarliyan Claimant Lawyers(s): Marc Fitapelli Respondent(s): E1 Asset Management. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY
| | $300 |
10-05647 | 07/19/2012 | Claimant(s): Mark Bockenstette, Mary Kay Bockenstette Claimant Lawyers(s): Marc Fitapelli Respondent(s): Andrew Moro, Wells Fargo Advisors, Michael Curley, Steven Frank Respondent Lawyers(s): Richard S. Wayne Arbitrator(s): Arthur L. Sirkin, Robert L. Hudson, William H. McCullough Hearing Site: Jacksonville, FL
| | Stipulated Award and Expungement |