Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01582 | 02/05/2021 | Claimant(s): Robert Mangine Claimant Lawyers(s): Richard S. Wayne Respondent(s): Charles Schwab & Co.., James Albert Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH |  | Expungement |
| 11-03142 | 08/15/2012 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Kelly Carney Respondent Lawyers(s): Richard S. Wayne Arbitrator(s): Charles D. Underwood Hearing Site: Cincinnati, OH | ||
| 10-05647 | 07/19/2012 | Claimant(s): Mark Bockenstette, Mary Kay Bockenstette Claimant Lawyers(s): Marc Fitapelli Respondent(s): Andrew Moro, Wells Fargo Advisors, Michael Curley, Steven Frank Respondent Lawyers(s): Richard S. Wayne Arbitrator(s): Arthur L. Sirkin, Robert L. Hudson, William H. McCullough Hearing Site: Jacksonville, FL | | Stipulated Award and Expungement |