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FINRA Awards for Steven Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0564707/19/2012Claimant(s): Mark Bockenstette, Mary Kay Bockenstette
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Andrew Moro, Wells Fargo Advisors, Michael Curley, Steven Frank
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Arthur L. Sirkin, Robert L. Hudson, William H. McCullough
Hearing Site: Jacksonville, FL
Checkmark IconStipulated Award and Expungement
07-0092411/19/2007Claimant(s): The Frank Family Limited Partnership
Claimant Lawyers(s): Steven Frank
Respondent(s): Young, Stovall and Company
Respondent Lawyers(s): Maria Flynn, Senior Vice President
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$9,337

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