| 23-01238 | 03/06/2024 | Claimant(s): Christopher Wilbratte
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GWN Securities Inc., Legend Equities Corporation
Respondent Lawyers(s): Jessica E. Levine, Kathy M. Klock
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 23-00561 | 11/02/2023 | Claimant(s): Jack Brkich
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 23-00025 | 08/18/2023 | Claimant(s): Robert Weissbein
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): First Allied Securities., Capital Guardian
Respondent Lawyers(s): Jeremy Wooden, Sandro L. Ramos
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 22-02627 | 08/07/2023 | Claimant(s): Kirby McDonald
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Charles G. Michaels
Hearing Site: Omaha, NE
| | |
| 22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout
Hearing Site: Honolulu, HI
| | |
| 22-00331 | 09/13/2022 | Claimant(s): Gerald Preschutti
Claimant Lawyers(s): Stephan Louviere
Respondent(s): BCG Securities.
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 21-02545 | 07/11/2022 | Claimant(s): Edward Hadel
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
| | |
| 17-00716 | 06/24/2019 | Claimant(s): Christopher Jansen
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Joseph H. Cerame, F. Peter Phillips, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
| | |
| 17-01838 | 04/30/2019 | Claimant(s): Joan Yurisich
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Judith Villarreal, Raymond Pett, Corecap Investments.
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Raymond J. Sterling, Michele Renee Zinn, William Joseph Caprathe
Hearing Site: Detroit, MI
|  | Expungement |
| 18-00186 | 06/27/2018 | Claimant(s): Michael Riddick
Claimant Lawyers(s): Michael Riddick
Respondent(s): Adrian Voytelmgum, AXA Advisors, Dennis Paska
Respondent Lawyers(s): Hector D. Geribon, Jessica E. Levine
Arbitrator(s): Larry E. Ray
Hearing Site: Washington, DC
| | $0 |
