| 23-01238 | 03/06/2024 | Claimant(s): Christopher Wilbratte
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GWN Securities Inc., Legend Equities Corporation
Respondent Lawyers(s): Jessica E. Levine, Kathy M. Klock
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 21-01241 | 02/04/2022 | Claimant(s): Adam Clyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | |
| 15-03089 | 01/12/2017 | Claimant(s): Robert Francis
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): David Smitham
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
|  | Expungement |
| 09-03343 | 03/31/2010 | Claimant(s): Lauren Stauffer
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Donald B. Clark, Sharon Lee McKinney, Steven Joseph Streen
Hearing Site: Kansas City, MO
| | |
| 06-02039 | 02/29/2008 | Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
| | $142,156 |
