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FINRA Awards for Robert Francis

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0308901/12/2017Claimant(s): Robert Francis
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): David Smitham
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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