| 19-01461 | 05/10/2022 | Claimant(s): Leslie Miller
Claimant Lawyers(s): Matthew H. Hoy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Leonard Arthur Nelson, Steven Joseph Streen, Robert S. Baran
Hearing Site: Kansas City, MO
|  | $1 |
| 17-01750 | 07/27/2018 | Claimant(s): Jason Smitka
Claimant Lawyers(s): Jerry D. Rank
Respondent(s): Mark Roberts, Michael Tuma, Affinity Asset Management, Client One Securities LLC
Respondent Lawyers(s): John Jackson Miller, Roger N. Walter
Arbitrator(s): Lonnie L. Cunningham, Susan L. Walker, Steven Joseph Streen
Hearing Site: Kansas City, MO
| | |
| 16-01635 | 11/20/2017 | Claimant(s): Thomas DeBacco
Claimant Lawyers(s): Charles W. German
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Susan L. Walker, Steven Joseph Streen, Brett Coonrod
Hearing Site: Kansas City, MO
| | $600 |
| 09-03343 | 03/31/2010 | Claimant(s): Lauren Stauffer
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Donald B. Clark, Sharon Lee McKinney, Steven Joseph Streen
Hearing Site: Kansas City, MO
| | |
