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FINRA Awards for Leslie Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0146105/10/2022Claimant(s): Leslie Miller
Claimant Lawyers(s): Matthew H. Hoy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Leonard Arthur Nelson, Steven Joseph Streen, Robert S. Baran
Hearing Site: Kansas City, MO
Checkmark Icon$1
20-0367607/26/2021Claimant(s): Leslie Miller
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA

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