| 21-02457 | 04/26/2022 | Claimant(s): Joslyn Ewart
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Lincoln Investment
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Carol H. Gold, Richard Frank Colello, Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 21-01241 | 02/04/2022 | Claimant(s): Adam Clyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | |
| 19-03547 | 10/08/2020 | Claimant(s): Anthony Becker
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Great American Advisors., Lincoln Investment
Respondent Lawyers(s): Jessica Levine, Peter J. Nerone
Arbitrator(s): Daniel Adam Schlein, Joanne Basso Mack, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 18-02673 | 12/16/2019 | Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
|  | $0 |
| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
| | $0 |
| 14-01687 | 04/11/2016 | Claimant(s): Charles Lieberman
Claimant Lawyers(s): Jessica Levine
Respondent(s): Joan and Todd Donahue
Respondent Lawyers(s): Todd Donohue
Arbitrator(s): Clifford A. Harwick, Joan M. Traub, Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
| 12-03374 | 02/10/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael DiPietro, First Allied Securities.
Respondent Lawyers(s): Jessica Levine, Marie Mirch
Arbitrator(s): Brian W. Yee, Paul A. Cash, Steven M. Guttell
Hearing Site: Phoenix, AZ
| | $0 |
| 11-04769 | 06/25/2013 | Claimant(s): Joan and Todd Donohue
Claimant Lawyers(s): Arthur P. Fisch
Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group.
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 11-02771 | 12/05/2012 | Claimant(s): Matthew Ryan
Claimant Lawyers(s): Matthew Ryan
Respondent(s): Edward Zaik, AXA Advisors
Respondent Lawyers(s): Hector D. Geribon, Jessica Levine
Arbitrator(s): Robert Pincus, Timothy A Meigher, Clifford C. Rohde
Hearing Site: Albany, NY
| | $0 |
| 11-02972 | 08/08/2012 | Claimant(s): Mildred Simonian
Claimant Lawyers(s): Richard A. Clack
Respondent(s): John Lunghino, Securities America., Wall Street Financial Group., First Metlife Investors Insurance Co.
Respondent Lawyers(s): Dennis C. Dice, Jessica Levine
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Buffalo, NY
| | Expungement |
