Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-04104 | 05/20/2014 | Claimant(s): William Ey Claimant Lawyers(s): Christopher C. Coss Respondent(s): Brian Allen, RBC Wealth Management Respondent Lawyers(s): Brian Joseph Allen, Dennis C. Dice Arbitrator(s): Alan J. Blocher, Kathleen K. Murphy, William J. Hirsch Hearing Site: Philadelphia, PA |  | Expungement |
| 11-02972 | 08/08/2012 | Claimant(s): Mildred Simonian Claimant Lawyers(s): Richard A. Clack Respondent(s): John Lunghino, Securities America., Wall Street Financial Group., First Metlife Investors Insurance Co. Respondent Lawyers(s): Dennis C. Dice, Jessica Levine Arbitrator(s): Jennifer L. Bliss Hearing Site: Buffalo, NY | | Expungement |
| 09-03823 | 03/23/2012 | Claimant(s): Phensiri Kalmbach Claimant Lawyers(s): Debra G. Speyer Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Dennis C. Dice Arbitrator(s): Jerry Schuchman, John T. Hausladen Hearing Site: Philadelphia, PA | | Expungement |