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FINRA Awards for Phensiri Kalmbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0382303/23/2012Claimant(s): Phensiri Kalmbach
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Dennis C. Dice
Arbitrator(s): Jerry Schuchman, John T. Hausladen
Hearing Site: Philadelphia, PA
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