FINRA Awards for Wall Street Financial Group.

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01415	08/05/2016	Claimant(s): Susan Mueller Claimant Lawyers(s): Dale R. Jensen Respondent(s): David Thompson, Wall Street Financial Group. Respondent Lawyers(s): Marni Rae Robin, Michael Schwartzberg Arbitrator(s): Richard E. Lauziere, Christopher M. McMurray, David R. Johnson Hearing Site: Richmond, VA		$0
11-04769	06/25/2013	Claimant(s): Joan and Todd Donohue Claimant Lawyers(s): Arthur P. Fisch Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group. Respondent Lawyers(s): Jessica Levine Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger Hearing Site: New York, NY		$0
11-02972	08/08/2012	Claimant(s): Mildred Simonian Claimant Lawyers(s): Richard A. Clack Respondent(s): John Lunghino, Securities America., Wall Street Financial Group., First Metlife Investors Insurance Co. Respondent Lawyers(s): Dennis C. Dice, Jessica Levine Arbitrator(s): Jennifer L. Bliss Hearing Site: Buffalo, NY		Expungement
11-03289	06/18/2012	Claimant(s): Wall Street Financial Group. Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Walter Grenda Respondent Lawyers(s): Walter Grenda Arbitrator(s): Peter A.P. Dunlop Hearing Site: Buffalo, NY