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FINRA Awards for Charles Lieberman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0168704/11/2016Claimant(s): Charles Lieberman
Claimant Lawyers(s): Jessica Levine
Respondent(s): Joan and Todd Donahue
Respondent Lawyers(s): Todd Donohue
Arbitrator(s): Clifford A. Harwick, Joan M. Traub, Edith M. Novack
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0476906/25/2013Claimant(s): Joan and Todd Donohue
Claimant Lawyers(s): Arthur P. Fisch
Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group.
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger
Hearing Site: New York, NY
Checkmark Icon$0
08-0485106/08/2009Claimant(s): Charles Lieberman, Charles & Ruth Lieberman Trustee
Claimant Lawyers(s): Charles Lieberman
Respondent(s): USAA Management Company
Respondent Lawyers(s): Janis Reeder
Arbitrator(s): Melvin S. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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