| 22-00277 | 11/10/2023 | Claimant(s): Brian Merriam, Judith Merriam
Claimant Lawyers(s): George J. Szary
Respondent(s): Morgan Stanley, Jeffrey Hollander
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Linda A. Cotton, Jennifer L. Bliss, Thomas M. Madden
Hearing Site: Albany, NY
|  | $200,000 |
| 13-01507 | 05/15/2015 | Claimant(s): Christine Tsionas, Dimitrios Zourdos, Helen Zourdos, John Zourdos, Christine Tsionas IRA, Dimitrios Zourdos IRA, Helen Zourdos IRA, John Zourdos IRA, Helen & John Zourdos JTWROS
Claimant Lawyers(s): Adolfo Anzola
Respondent(s): Pinnacle Investments, Ridgeway & Conger.
Respondent Lawyers(s): Andrew J. Lyons, Brian M. Oubre
Arbitrator(s): Stephen T. Rodriguez, Daniel M. Mankowski, Jennifer L. Bliss
Hearing Site: Syracuse, NY
| | $258,000 |
| 09-06840 | 10/03/2013 | Claimant(s): Deborah Taylor
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Donald Hunter
Respondent Lawyers(s): Donald Horton Hunter
Arbitrator(s): James J. Brearton, Edward MacLean Warren, Jennifer L. Bliss
Hearing Site: Albany, NY
| | $155,495 |
| 11-03597 | 07/02/2013 | Claimant(s): Deborah Prentice
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza
Hearing Site: Syracuse, NY
| | Expungement |
| 12-02561 | 01/22/2013 | Claimant(s): Paul Weisser
Claimant Lawyers(s): Paul Alan Weisser
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Syracuse, NY
| | $0 |
| 12-02206 | 12/14/2012 | Claimant(s): Morgan Stanley, Robert Lynch
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Edward Swyer
Respondent Lawyers(s): Luke Nikas
Arbitrator(s): Jacqueline W. Marshall, Jennifer L. Bliss
Hearing Site: Albany, NY
| | Expungement |
| 11-02972 | 08/08/2012 | Claimant(s): Mildred Simonian
Claimant Lawyers(s): Richard A. Clack
Respondent(s): John Lunghino, Securities America., Wall Street Financial Group., First Metlife Investors Insurance Co.
Respondent Lawyers(s): Dennis C. Dice, Jessica Levine
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Buffalo, NY
| | Expungement |
| 11-02012 | 07/30/2012 | Claimant(s): Wallace Ward
Claimant Lawyers(s): August M. Iorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A. Inge Selden
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Buffalo, NY
| | Expungement |
| 10-05074 | 02/03/2012 | Claimant(s): Donn Philip Crane
Claimant Lawyers(s): Donn Philip Crane
Respondent(s): Jeramy Heath, Morgan Stanley
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Albany, NY
| | $0 |
| 09-04306 | 12/20/2011 | Claimant(s): Carl Kipper
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elaine McChesney
Arbitrator(s): Jacqueline W. Marshall, William M Peters, Jennifer L. Bliss
Hearing Site: Albany, NY
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