Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01106 | 08/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): David Ayres Respondent Lawyers(s): Timothy J. O'Connor Arbitrator(s): Howard B. Cohen, Rocco Michael Scanza, Francis Xavior Daumen Hearing Site: Syracuse, NY | ||
| 11-03597 | 07/02/2013 | Claimant(s): Deborah Prentice Claimant Lawyers(s): Debra G. Speyer Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza Hearing Site: Syracuse, NY |  | Expungement |