| 11-03597 | 07/02/2013 | Claimant(s): Deborah Prentice
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza
Hearing Site: Syracuse, NY
|  | Expungement |
| 12-01057 | 04/30/2013 | Claimant(s): Mark Snyder
Claimant Lawyers(s): Harold F. McGuire
Respondent(s): Paul Daly, Samuel A. Ramirez & Co..
Respondent Lawyers(s): David A. Picon
Arbitrator(s): Robert Pincus, Robert J. Allen, Douglas A. Eldridge
Hearing Site: Albany, NY
| | Expungement |
| 10-05204 | 12/02/2011 | Claimant(s): Daniel Mody, Eric Krouse, Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Alan Barham, George Haskins, Louis Panigrosso, Rudolph Panigrosso
Respondent Lawyers(s): Charles O. Ingraham
Arbitrator(s): Frank C. Fogl, Madhu C. Trivedi, Robert J. Allen
Hearing Site: Syracuse, NY
| | |
| 10-00883 | 01/19/2011 | Claimant(s): John Bartolomeo
Claimant Lawyers(s): John Doar
Respondent(s): Christopher Fenton, M&T Securities.
Respondent Lawyers(s): Catherine Grantier Cooley
Arbitrator(s): Jeffrey E. Stockholm, Robert J. Allen, Edward W. Morris
Hearing Site: Albany, NY
| | $30,300 |
| 06-04087 | 08/27/2008 | Claimant(s): Lynn Coyle, Bently Patners.
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer
Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
