12-01999 | 08/19/2013 | Claimant(s): Lee Sexton Claimant Lawyers(s): Martin T. Fletcher Respondent(s): Scott Cook, Edward Jones Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Monette E. Draper Hearing Site: Indianapolis, IN
| | Expungement |
12-03195 | 03/19/2013 | Claimant(s): Edward Jones Claimant Lawyers(s): Mark G. Vaughan Respondent(s): Sarah Hobbins Respondent Lawyers(s): Sarah L. Hobbins Arbitrator(s): William B. Ross Hearing Site: Milwaukee, WI
| | $0 |
12-01155 | 09/12/2012 | Claimant(s): David Chilcoat Claimant Lawyers(s): Mark G. Vaughan Respondent(s): Donald Jackson Respondent Lawyers(s): Donald Jackson Arbitrator(s): Harry J Saginaw, George F. Longino, Theodore Mack Hearing Site: Dallas, TX
| | Expungement |
09-04250 | 03/23/2010 | Claimant(s): Shea Schulman Claimant Lawyers(s): Lisa Catalano Respondent(s): Laurence Levy, Edward Jones Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Martin Jay Siegel Hearing Site: New York, NY
| | $19,029 |
08-02928 | 05/01/2009 | Claimant(s): Brad Kuhlmann Claimant Lawyers(s): John J. Miller Respondent(s): Kenneth Bonal, Robert Glynn, William Athas, Liberty Partners Financial Services Respondent Lawyers(s): Mark G. Vaughan, Robert Stephen Glynn Arbitrator(s): Donald B. Clark, Joseph M. Rebein, Gerald Francis Lamberti Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
06-04087 | 08/27/2008 | Claimant(s): Lynn Coyle, Bently Patners. Claimant Lawyers(s): Christopher J. Gray Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
06-04153 | 07/28/2008 | Claimant(s): David and Susan Dinges Claimant Lawyers(s): Marc S. Gottlieb Respondent(s): McLaughlin, Piven, Vogel Securities, Larry Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): William H. Steinhart, Walter W. Jensen, Robert T. Costello Hearing Site: Newark, NJ
| | Expungement |
06-04152 | 07/08/2008 | Claimant(s): William Dinges, Jr., and Agnes Dinges Claimant Lawyers(s): Marc S. Gottlieb Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Robert S. Getman, Wayne R. Jahns, Norman Kass Hearing Site: Newark, NJ
| | Expungement |
08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez Claimant Lawyers(s): Jorge Gonzalez Respondent(s): McLaughlin, Piven, Vogel Securities Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): William G. Binckes Hearing Site: New York, NY
| | $0 |
06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci Claimant Lawyers(s): Jenice L. Malecki Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel Hearing Site: New York, NY
| | $467,000 |