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FINRA Awards for Gerald Francis Lamberti

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0399001/22/2014Claimant(s): Margean Cress
Claimant Lawyers(s): Andrew Schermerhorn
Respondent(s): Kelly Donaldson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury
Hearing Site: Kansas City, MO
Checkmark IconExpungement
08-0069310/20/2009Claimant(s): Tara Gutierrez-Maddi
Claimant Lawyers(s): Kirk D. Holman
Respondent(s): Brian Wall, A.G. Edwards & Sons.
Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick
Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti
Hearing Site: Kansas City, MO
08-0292805/01/2009Claimant(s): Brad Kuhlmann
Claimant Lawyers(s): John J. Miller
Respondent(s): Kenneth Bonal, Robert Glynn, William Athas, Liberty Partners Financial Services
Respondent Lawyers(s): Mark G. Vaughan, Robert Stephen Glynn
Arbitrator(s): Donald B. Clark, Joseph M. Rebein, Gerald Francis Lamberti
Hearing Site: Kansas City, MO
Checkmark IconStipulated Award and Expungement

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