21-02307 | 07/12/2022 | Claimant(s): Bardavon Health Innovations L.L.C. Claimant Lawyers(s): Robert A. Henderson Respondent(s): Spurrier Capital Partners LLC Respondent Lawyers(s): Joseph P. Rockers Arbitrator(s): James C. Morrow, David W White, Amy L Coopman Hearing Site: Kansas City, MO
| | $0 |
20-00852 | 10/29/2021 | Claimant(s): Mark Burgess, Mitchell Burgess Claimant Lawyers(s): Alan L. Rosca Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): James C. Morrow, Karen Roberts Washington, David W White Hearing Site: Kansas City, MO
| | Expungement |
14-00988 | 11/16/2017 | Claimant(s): Mutual Of Omaha Investor Services. Claimant Lawyers(s): Patrick B. Griffin Respondent(s): Kevin Pearce Respondent Lawyers(s): Rodney K. Vincent Arbitrator(s): James C. Morrow, William H. O'Donnell, Dennis Shrewsbury Hearing Site: Omaha, NE
| | |
15-02501 | 01/05/2017 | Claimant(s): The Estate of Roger W. Geiken Claimant Lawyers(s): Aaron Israels Respondent(s): Rebecca Gorrell Respondent Lawyers(s): Mark E. McFarland Arbitrator(s): Reggie C. Giffin, James C. Morrow, Henry R. Cox Hearing Site: Kansas City, MO
| | Expungement |
14-01827 | 04/13/2015 | Claimant(s): Timothy Birdsill Claimant Lawyers(s): Timothy Birdsill Respondent(s): David Voysey Respondent Lawyers(s): Hassan A. Abedi Arbitrator(s): James C. Morrow Hearing Site: Kansas City, MO
| | $12,425 |
12-03990 | 01/22/2014 | Claimant(s): Margean Cress Claimant Lawyers(s): Andrew Schermerhorn Respondent(s): Kelly Donaldson, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury Hearing Site: Kansas City, MO
| | Expungement |
12-01351 | 06/18/2013 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric Raphan Respondent(s): Randall Silvey Respondent Lawyers(s): Russell L. Powell Arbitrator(s): James C. Morrow Hearing Site: Kansas City, MO
| | |
11-01912 | 01/30/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Casey Respondent Lawyers(s): Scott R. Shewan Arbitrator(s): James C. Morrow Hearing Site: Kansas City, MO
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08-03219 | 05/27/2010 | Claimant(s): Anne K. and William L. Porter Foundation, Arlington Properties., Kinport Corporation, WRK, Mary S. Kinder Trust Claimant Lawyers(s): Richard P. Jeffries Respondent(s): Wachovia Securities Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Larry R. Trussell, James C. Morrow, Christopher Daniel Gryzen Hearing Site: Omaha, NE
| | $391,375 |
09-01827 | 05/18/2010 | Claimant(s): Lois Pillen Claimant Lawyers(s): Gail Boliver Respondent(s): Wachovia Securities Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): James C. Morrow Hearing Site: Omaha, NE
| | $26,225 |