14-02133 | 08/04/2015 | Claimant(s): Deanna Braun, Richard Braun Claimant Lawyers(s): Jonathan E Neuman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Mark S. Foster, Larry R. Trussell, Michael D. Fitzgerald Hearing Site: Omaha, NE
| | $43,999 |
11-02224 | 10/05/2012 | Claimant(s): Robert Bennie Claimant Lawyers(s): Christopher B. Trowbridge Respondent(s): LPL Financial LLC Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Larry R. Trussell, Steven C. Despotovich, James E. Michaels Hearing Site: Omaha, NE
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08-03219 | 05/27/2010 | Claimant(s): Anne K. and William L. Porter Foundation, Arlington Properties., Kinport Corporation, WRK, Mary S. Kinder Trust Claimant Lawyers(s): Richard P. Jeffries Respondent(s): Wachovia Securities Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Larry R. Trussell, James C. Morrow, Christopher Daniel Gryzen Hearing Site: Omaha, NE
| | $391,375 |
07-00879 | 12/06/2007 | Claimant(s): Jodeen Fletcher Claimant Lawyers(s): Robert A. Uhl Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Larry R. Trussell, Frederick B. Anderson, Jeffrey A. Bainbridge Hearing Site: Omaha, NE
| | $0 |