Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00085 | 10/30/2019 | Claimant(s): Palm Beach Equity Financing Fund Claimant Lawyers(s): John W. Townshend Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson Hearing Site: Little Rock, AR |  | $0 |
| 15-02956 | 12/28/2016 | Claimant(s): Royce Potts Claimant Lawyers(s): Royce H. Potts Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Mary Ellen Burns, Annamaria Boccia Smith, Mariane A. Liebowitz Hearing Site: New York, NY | ||
| 11-02224 | 10/05/2012 | Claimant(s): Robert Bennie Claimant Lawyers(s): Christopher B. Trowbridge Respondent(s): LPL Financial LLC Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Larry R. Trussell, Steven C. Despotovich, James E. Michaels Hearing Site: Omaha, NE |