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FINRA Awards for Steven C. Despotovich

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0222410/05/2012Claimant(s): Robert Bennie
Claimant Lawyers(s): Christopher B. Trowbridge
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Larry R. Trussell, Steven C. Despotovich, James E. Michaels
Hearing Site: Omaha, NE
10-0334812/14/2011Claimant(s): Pruco Securities, Prudential Insurance Agency, The Purdential Insurance Co. of America
Claimant Lawyers(s): Stephen Castaldo
Respondent(s): Douglas Inlay
Respondent Lawyers(s): Douglas E. Inlay
Arbitrator(s): Thomas F. Mahoney, Lawrence R. Commers, Steven C. Despotovich
Hearing Site: Des Moines, IA
09-0493211/10/2010Claimant(s): RSA 1 Limited Partnership
Claimant Lawyers(s): Stanley J. Thompson
Respondent(s): Duane Sturm, Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Andrew R. Dick, Mark S. Gleason, Steven C. Despotovich
Hearing Site: Des Moines, IA
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