| 08-03219 | 05/27/2010 | Claimant(s): Anne K. and William L. Porter Foundation, Arlington Properties., Kinport Corporation, WRK, Mary S. Kinder Trust
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Larry R. Trussell, James C. Morrow, Christopher Daniel Gryzen
Hearing Site: Omaha, NE
|  | $391,375 |
| 09-00196 | 12/23/2009 | Claimant(s): Steven Sorensen
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Gerald J. Stratman, Bruce Keplinger, Lawrence P. McLellan
Hearing Site: Omaha, NE
| | |
| 08-02022 | 11/17/2009 | Claimant(s): James Czyz
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Milestone Financial Services., Penson Financial Services.
Respondent Lawyers(s): Matthew J. Schonberg, Tim Davis
Arbitrator(s): Frank D. Connett, Frederick S. Cassman, Bryan R. Hill
Hearing Site: Omaha, NE
| | $199,743 |
| 08-03507 | 11/04/2009 | Claimant(s): Lori Polen, Marion Buchanan
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Jeffrey M. Bain, Michael D. Fitzgerald, Jeffrey C. Johnson
Hearing Site: Omaha, NE
| | $0 |
