| 12-02969 | 05/22/2013 | Claimant(s): Alan Yanowitz, Bryan Stoltenberg, Eric Whitehead, Joshua Gregory, Steven Hyman, Timothy Lata
Claimant Lawyers(s): Sarah E. Scott
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Frank D. Connett
Hearing Site: Omaha, NE
| | |
| 12-01305 | 02/07/2013 | Claimant(s): Brett Wilson, Brian Smoot, Clifford Cashman, Darrin Santos, David Gatlin, Dean Evans, Ernest Hathaway, Gary Barker, Greg Coenen, Howard Jeppson, John Plaza, Kevin Korhorn, Lisa Dickholtz, Marty Mitchell, Michael Clark, Michele Young, Robert Greenamyer, Scotty Schoettlin, Stephen Fortner, Steven Fenyves, et al
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Frank D. Connett
Hearing Site: Omaha, NE
| | |
| 08-02022 | 11/17/2009 | Claimant(s): James Czyz
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Milestone Financial Services., Penson Financial Services.
Respondent Lawyers(s): Matthew J. Schonberg, Tim Davis
Arbitrator(s): Frank D. Connett, Frederick S. Cassman, Bryan R. Hill
Hearing Site: Omaha, NE
|  | $199,743 |
