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FINRA Awards for Sarah E. Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0296905/22/2013Claimant(s): Alan Yanowitz, Bryan Stoltenberg, Eric Whitehead, Joshua Gregory, Steven Hyman, Timothy Lata
Claimant Lawyers(s): Sarah E. Scott
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Frank D. Connett
Hearing Site: Omaha, NE

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