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FINRA Awards for Lori Polen

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0350711/04/2009Claimant(s): Lori Polen, Marion Buchanan
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Jeffrey M. Bain, Michael D. Fitzgerald, Jeffrey C. Johnson
Hearing Site: Omaha, NE
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