| 22-00084 | 07/31/2023 | Claimant(s): Eric Garofano, The Advisory and Management Group.
Claimant Lawyers(s): Aaron Israels
Respondent(s): Sean McDevitt
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Michael Harrison, Richard Maurice Robinson, McKinley Perkins
Hearing Site: Los Angeles, CA
|  | Expungement |
| 17-03511 | 03/13/2020 | Claimant(s): Gregory Zimmerman, Staci Walls
Claimant Lawyers(s): Aaron Israels
Respondent(s): Alps Distributors., Alps Portfolio Solutions Distributor Inc
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
| | |
| 18-01283 | 05/03/2019 | Claimant(s): Paul Bergholtz, Priscilla Bergholtz
Claimant Lawyers(s): Aaron Israels
Respondent(s): Judith Villarreal, Raymond Pett
Respondent Lawyers(s): Mohamed Awan, Raymond W. Henney
Arbitrator(s): Raymond J. Sterling, Barbara A. Johannessen, Kenneth Alan Roth
Hearing Site: Detroit, MI
| | Expungement |
| 16-03342 | 02/23/2018 | Claimant(s): Karen Johnston
Claimant Lawyers(s): Aaron Israels
Respondent(s): Phillip Mekas, Thomas Brenner, First American Securities.
Respondent Lawyers(s): Booker T. Coleman, Joseph H. Spiegel, Thomas Brenner
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
| | Expungement |
| 16-02312 | 01/22/2018 | Claimant(s): Fredrick Stepan, Marion Stepan, The Stepan Trust dated January 18, 2013
Claimant Lawyers(s): Aaron Israels
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Donald N. Tolin, Deanna M. Tuley, Leonard M. Goldstein
Hearing Site: Denver, CO
| | Expungement |
| 15-02501 | 01/05/2017 | Claimant(s): The Estate of Roger W. Geiken
Claimant Lawyers(s): Aaron Israels
Respondent(s): Rebecca Gorrell
Respondent Lawyers(s): Mark E. McFarland
Arbitrator(s): Reggie C. Giffin, James C. Morrow, Henry R. Cox
Hearing Site: Kansas City, MO
| | Expungement |
