| 21-02307 | 07/12/2022 | Claimant(s): Bardavon Health Innovations L.L.C.
Claimant Lawyers(s): Robert A. Henderson
Respondent(s): Spurrier Capital Partners LLC
Respondent Lawyers(s): Joseph P. Rockers
Arbitrator(s): James C. Morrow, David W White, Amy L Coopman
Hearing Site: Kansas City, MO
|  | $0 |
| 20-00852 | 10/29/2021 | Claimant(s): Mark Burgess, Mitchell Burgess
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): James C. Morrow, Karen Roberts Washington, David W White
Hearing Site: Kansas City, MO
| | Expungement |
| 21-00374 | 06/18/2021 | Claimant(s): David White
Claimant Lawyers(s): David White
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jackson, MS
| | $31,735 |
| 09-01592 | 09/09/2010 | Claimant(s): Alf Co.. Retirement Trusts, Marietta Kneisly Trust, Craig Kneisly,
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Ronald L. Futterman, David H. White, Stephanie Jean Malevich
Hearing Site: Memphis, TN
| | $577,714 |
| 07-03467 | 09/08/2008 | Claimant(s): Timothy Collins
Claimant Lawyers(s): Joel H. Kaufman
Respondent(s): David White, Inter Securities.
Respondent Lawyers(s): Joseph H. Spiegel, Susan D. Duff
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 07-00497 | 01/18/2008 | Claimant(s): Bonnie Roth, Connie Roth
Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards
Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities
Respondent Lawyers(s): James P. DeNardo
Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt
Hearing Site: Chicago, IL
| | |
