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FINRA Awards for Dexter B. Johnson

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0126309/05/2024Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Dexter B. Johnson
Respondent(s): Vincent Sharpe
Respondent Lawyers(s): Vincent Anthony Sharpe
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
21-0127101/26/2024Claimant(s): Katharine Constable
Claimant Lawyers(s): Andrew D. O'Toole
Respondent(s): Frank Epinger, J.P. Morgan Securities, Jacqueline Rahn, Jonathan Galan, Trevor Rahn
Respondent Lawyers(s): David Harrison, Dexter B. Johnson, Eugene L. Small, Michael M. Wilson
Arbitrator(s): Diane Ciccone, Steven R. Rolnick, David Adams Reif
Hearing Site: Hartford, CT
Checkmark IconExpungement
07-0061003/26/2010Claimant(s): Ladi Adebonojo
Claimant Lawyers(s): Richard V. Kanter
Respondent(s): SBK-Brooks Investment Corp.
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Stephen J. Storen
Hearing Site: New York, NY
08-0068812/29/2009Claimant(s): P. Isenberg
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Robert T. Allen, Mary C. Thornberry, David M. Pierce
Hearing Site: Charlotte, NC
08-0163303/12/2009Claimant(s): Gregory Hampy
Claimant Lawyers(s): Douglas F. Stone
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Susan L. Luck, Robert S. Zuckerman, Michael James Childers
Hearing Site: Charlotte, NC
07-0049701/18/2008Claimant(s): Bonnie Roth, Connie Roth
Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards
Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities
Respondent Lawyers(s): James P. DeNardo
Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt
Hearing Site: Chicago, IL

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