| 16-03534 | 03/24/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Fredrick Reagan
Respondent Lawyers(s): Fredrick Deon Reagan
Arbitrator(s): Jack J. Herman
Hearing Site: Indianapolis, IN
| | |
| 12-03899 | 03/10/2014 | Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
|  | $14,629 |
| 12-01200 | 02/26/2013 | Claimant(s): Jerold Kopf
Claimant Lawyers(s): Jerold Kopf
Respondent(s): Benjamin Stevens
Respondent Lawyers(s): Benjamin Allen Stevens
Arbitrator(s): Jack J. Herman, Jacqueline Stanley Lustig, Joseph John Novak
Hearing Site: Chicago, IL
| | |
| 09-02465 | 04/20/2011 | Claimant(s): Iris Seeley, Paul Seeley
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Jerome Stern, Jack J. Herman, G. Marshall Abbey
Hearing Site: Chicago, IL
| | $0 |
| 07-00497 | 01/18/2008 | Claimant(s): Bonnie Roth, Connie Roth
Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards
Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities
Respondent Lawyers(s): James P. DeNardo
Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt
Hearing Site: Chicago, IL
| | |
