| 13-01645 | 02/04/2016 | Claimant(s): Antonio Cali, Kathryn Cali
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Wells Fargo Advisors, Robert Batchen
Respondent Lawyers(s): Nancy L. Hendrickson, Nuviah Shirazi
Arbitrator(s): John D. Crawford, Frank A. Dusek, Susan L. Walker
Hearing Site: Chicago, IL
|  | $0 |
| 12-03901 | 03/10/2015 | Claimant(s): Sandra Harder
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp
Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock
Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman
Hearing Site: Chicago, IL
| | Expungement |
| 12-03899 | 03/10/2014 | Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
| | $14,629 |
| 13-01307 | 02/20/2014 | Claimant(s): Richard Hakanson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Stephen C. Esposito
Hearing Site: Chicago, IL
| | $0 |
| 12-03915 | 10/22/2013 | Claimant(s): John Noble
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Michael O'Brien, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
| | Expungement |
| 12-00899 | 06/06/2013 | Claimant(s): Joyce Selvig
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Fidelity Brokerage Services LLC, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, John Starnes
Arbitrator(s): Henry G. Nothnagel, Marilee Roberg, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 08-03323 | 12/18/2009 | Claimant(s): Cheryl Seifert
Claimant Lawyers(s): Erwin Cohn
Respondent(s): David Mummery, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Alan S. Farnell, Rita J. Jacyna Curley, Karyn Lynne Williams
Hearing Site: Chicago, IL
| | $67,000 |
