22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing. Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo Hearing Site: Orlando, FL
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20-03470 | 07/09/2021 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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19-00217 | 04/28/2020 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA
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19-00678 | 10/11/2019 | Claimant(s): Michael Gimeli Claimant Lawyers(s): Irwin Weltz Respondent(s): GunnAllen Financial, First Cambridge Securities Corporation, First Midwest Securities., Investec Ernst & Company Respondent Lawyers(s): Deborah Ann Williams, Kelly Sutton, Stanley R. Goldstein, Stephen M. Medow Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
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12-02841 | 07/02/2015 | Claimant(s): John Artmire Claimant Lawyers(s): Richard B. Fosher Respondent(s): First Midwest Securities. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti Hearing Site: Dallas, TX
| | $818,817 |
12-03899 | 03/10/2014 | Claimant(s): Harold Edmonson Claimant Lawyers(s): Erwin Cohn Respondent(s): First Midwest Securities. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy Hearing Site: Chicago, IL
| | $14,629 |
08-03443 | 09/17/2009 | Claimant(s): Jeffrey Kaufman Claimant Lawyers(s): John S. Burke Respondent(s): First Midwest Securities. Respondent Lawyers(s): Kevin M. O'Hagan Arbitrator(s): Donald M. Thompson, Michael I. White, Jerome Arthur Connolly Hearing Site: Chicago, IL
| | $387,960 |
08-01424 | 04/07/2009 | Claimant(s): First Midwest Securities. Claimant Lawyers(s): Renee Emrick Respondent(s): Patricia Robinson Respondent Lawyers(s): Patrick Corcoran Arbitrator(s): Thanayi J. Lindsey Hearing Site: Las Vegas, NV
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08-02807 | 01/30/2009 | Claimant(s): First Midwest Securities. Claimant Lawyers(s): Renee Emrick Respondent(s): Daniel Vazquez Respondent Lawyers(s): Daniel Benjamin Vazquez Arbitrator(s): Marvin B. Karelitz Hearing Site: Los Angeles, CA
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