| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
| | |
| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): Damian Maggio, Emily A. Hayes
Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen
Hearing Site: Boca Raton, FL
| | |
| 22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC
Respondent Lawyers(s): Damian Maggio, Jamie J. Worden
Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman
Hearing Site: New York, NY
| | |
| 22-01474 | 03/06/2023 | Claimant(s): Paul Lamontanaro
Claimant Lawyers(s): Robert J. Hantman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): James Vincent Pardy
Arbitrator(s): Thomas Caiaffa, Aaron Peron Ogletree, John Warner Lowe
Hearing Site: New York, NY
| | |
| 20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf
Hearing Site: Philadelphia, PA
|  | $75,000 |
| 22-00115 | 06/16/2022 | Claimant(s): Gary Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Erik Pica, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin
Hearing Site: Newark, NJ
| | $10,000 |
| 19-00599 | 07/23/2019 | Claimant(s): Joseph Stone Capital L.L.C.
Claimant Lawyers(s): Damian Maggio
Respondent(s): Harold Jones
Respondent Lawyers(s): Harold Steve Jones
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
| | |
| 16-02059 | 04/10/2019 | Claimant(s): Thomas Whitman
Claimant Lawyers(s): Richard Fosher
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Edward Blumstein, Tina E. Patterson, W. Michael Frazier
Hearing Site: Charleston, WV
| | $74,993 |
| 17-00320 | 02/26/2018 | Claimant(s): Joseph Stone Capital L.L.C.
Claimant Lawyers(s): Damian Maggio
Respondent(s): Shane Dawkins
Respondent Lawyers(s): Shane Dawkins
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
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