| 23-01580 | 09/27/2024 | Claimant(s): Lisa Posillico
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Donna Mackay, Morgan Stanley, Sally Ann Weger
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Loretta Yin, Paula Berg, Scott Fairgrieve
Hearing Site: New York, NY
|  | Expungement |
| 23-01606 | 12/29/2023 | Claimant(s): Kenneth Bonal
Claimant Lawyers(s): Craig Riha
Respondent(s): J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Susan Romano, Loretta Yin, Jessica Marie Schuett
Hearing Site: New York, NY
| | |
| 23-00488 | 10/17/2023 | Claimant(s): David Carlor
Claimant Lawyers(s): David Carlor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Ernest Edward Badway, Loretta Yin, Richard H Leitman
Hearing Site: Jersey City, NJ
| | |
| 21-00969 | 05/10/2022 | Claimant(s): Daniel Thielemann
Claimant Lawyers(s): David Fish
Respondent(s): Cantor Fitzgerald Securities
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Michael J. Maran, Marjorie Levine, Loretta Yin
Hearing Site: New York, NY
| | |
| 17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Erik Pica, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin
Hearing Site: Newark, NJ
| | $10,000 |
