Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lita S. Menkin Hearing Site: Atlanta, GA | ||
| 23-00067 | 10/13/2023 | Claimant(s): Paul Schaefer Claimant Lawyers(s): Paul N. Schaefer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL |  | $0 |
| 22-00159 | 03/29/2023 | Claimant(s): Andrew Sukhin Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander Hearing Site: Boca Raton, FL | ||
| 21-01841 | 03/25/2022 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 21-00438 | 09/29/2021 | Claimant(s): Marwan Karnabi Claimant Lawyers(s): Craig A. Riha Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | | $0 |
| 20-03210 | 08/18/2021 | Claimant(s): Michael Greenfield Claimant Lawyers(s): Mark Simms Respondent(s): Morgan Stanley, The GMS Group Respondent Lawyers(s): Kimberly J. Gustafson, Matthew E. Lipman Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 20-02147 | 01/29/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-00190 | 07/08/2020 | Claimant(s): Neil Canell Claimant Lawyers(s): Kurt Kalberer Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL |