Potomac Analytics' Logo

FINRA Awards for Mark Simms

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0321008/18/2021Claimant(s): Michael Greenfield
Claimant Lawyers(s): Mark Simms
Respondent(s): Morgan Stanley, The GMS Group
Respondent Lawyers(s): Kimberly J. Gustafson, Matthew E. Lipman
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
20-0319707/19/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC

2 Results

Display: