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FINRA Awards for David Ruckno

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0319211/24/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
20-0319809/30/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
20-0319707/19/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC
09-0429304/30/2010Claimant(s): Sandra Boardman
Claimant Lawyers(s): William M. Bowen
Respondent(s): Bertin Stuckart, David Ruckno, UBS Financial Services Inc.
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Zeb E. Barnhardt, Charles L. Measter, Emmet Francis Martin
Hearing Site: Columbia, SC
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