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FINRA Awards for Zeb E. Barnhardt

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0429304/30/2010Claimant(s): Sandra Boardman
Claimant Lawyers(s): William M. Bowen
Respondent(s): Bertin Stuckart, David Ruckno, UBS Financial Services Inc.
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Zeb E. Barnhardt, Charles L. Measter, Emmet Francis Martin
Hearing Site: Columbia, SC
Checkmark Icon$0
09-0223110/19/2009Claimant(s): Edward Ifkovits, Edward E. Ifkovits IRA
Claimant Lawyers(s): J. Boyd Page
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Zeb E. Barnhardt
Hearing Site: Columbia, SC
Checkmark Icon$9,062
06-0538112/18/2007Claimant(s): Robert Lee Gilbert Trust, TTEE Robert
Claimant Lawyers(s): Robert L. Gilbert
Respondent(s): Brian Mayer, David Smith, McGinn, Smith & Co..
Respondent Lawyers(s): James E. Hacker
Arbitrator(s): Zeb E. Barnhardt
Hearing Site: Columbia, SC
Checkmark Icon$0

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