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FINRA Awards for Smith & Co..

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0463104/06/2010Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP
Claimant Lawyers(s): Christine Sgarlata Chung
Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero
Hearing Site: Albany, NY
Checkmark Icon$1,923,670
08-0421602/01/2010Claimant(s): Bill Steinkirchner
Claimant Lawyers(s): Adam J. Gana
Respondent(s): McGinn, Smith & Co..
Respondent Lawyers(s): Thomas D. Buchanan
Arbitrator(s): Ronald W. Devoe, Robert H. Nelson, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$455,000
08-0492412/31/2009Claimant(s): Duckkyu Chang, Kee Chang, Duckkyu Chang TTEE Cumberland Pathology
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): David Smith, Thomas Livingston, Timothy McGinn, William Lex, McGinn, Smith & Co..
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Edward Greer, Thomas Benjamin Salzer, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
Checkmark Icon$805,110
06-0538112/18/2007Claimant(s): Robert Lee Gilbert Trust, TTEE Robert
Claimant Lawyers(s): Robert L. Gilbert
Respondent(s): Brian Mayer, David Smith, McGinn, Smith & Co..
Respondent Lawyers(s): James E. Hacker
Arbitrator(s): Zeb E. Barnhardt
Hearing Site: Columbia, SC
Checkmark Icon$0

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