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FINRA Awards for Mark Casolo

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0463711/15/2012Claimant(s): Edwin Utter
Claimant Lawyers(s): William A Jacobson
Respondent(s): Mark Casolo
Respondent Lawyers(s): Mark Carmen Casolo
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Syracuse, NY
Checkmark Icon$41,225
09-0613412/15/2010Claimant(s): Kenneth McKenna
Claimant Lawyers(s): Joseph A. Granich
Respondent(s): Mark Casolo, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mark Carmen Casolo
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Albany, NY
Checkmark Icon$25,500
08-0463104/06/2010Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP
Claimant Lawyers(s): Christine Sgarlata Chung
Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero
Hearing Site: Albany, NY
Checkmark Icon$1,923,670

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