| 08-04546 | 10/05/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Werner
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Jeffrey Steinberg, Felix A. Meschini, Robert W. Ratti
Hearing Site: Philadelphia, PA
| | |
| 08-04631 | 04/06/2010 | Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP
Claimant Lawyers(s): Christine Sgarlata Chung
Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero
Hearing Site: Albany, NY
|  | $1,923,670 |
| 09-02567 | 04/01/2010 | Claimant(s): Eric May
Claimant Lawyers(s): Robert A. Scher
Respondent(s): Sandgrain Securities.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
| 09-02446 | 03/30/2010 | Claimant(s): Snehal Patel
Claimant Lawyers(s): Snehal Patel
Respondent(s): Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Robert Charkovsky
Hearing Site: Richmond, VA
| | $240 |
| 08-03752 | 07/23/2009 | Claimant(s): David Friedman
Claimant Lawyers(s): David Friedman
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Donald Ferguson
Hearing Site: New York, NY
| | $0 |
| 08-03632 | 03/23/2009 | Claimant(s): Xian Jun Yang
Claimant Lawyers(s): Xian Jun Yang
Respondent(s): Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | $1,772 |
