| 11-01984 | 04/22/2013 | Claimant(s): Spartan Marketing Limited
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Robert J. Kheel, Edward Buscemi, Annamaria Boccia Smith
Hearing Site: New York, NY
|  | Expungement |
| 09-02567 | 04/01/2010 | Claimant(s): Eric May
Claimant Lawyers(s): Robert A. Scher
Respondent(s): Sandgrain Securities.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
| 08-00477 | 11/12/2009 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Irving Martinez, Jaime Rodriguez
Respondent Lawyers(s): Irving A. Martinez, Jaime Rodriguez
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
| 08-01060 | 10/28/2009 | Claimant(s): Julius Shulman
Claimant Lawyers(s): Stefan Kalina
Respondent(s): Victor Labi, Leeb Brokerage Services.
Respondent Lawyers(s): Stephen Lee Leeb, Victor Labi
Arbitrator(s): Edward Buscemi, Hilary B. Miller, Abigail J. Pessen
Hearing Site: New York, NY
| | $450,000 |
| 08-00656 | 01/28/2009 | Claimant(s): Peter Kearns
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Neonet Securities.
Respondent Lawyers(s): Jeffrey S. Boxer
Arbitrator(s): Joseph J. Arata, Edward Buscemi, Paul B. Glantz
Hearing Site: New York, NY
| | |
| 07-00628 | 09/07/2007 | Claimant(s): Thomas Guerriero
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Mohamed Hussain
Respondent Lawyers(s): Mohamed Imran Hussain
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
