12-01531 | 09/23/2013 | Claimant(s): Meryl Kauff, Philip Kauff Claimant Lawyers(s): Alan L. Frank Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato Hearing Site: Philadelphia, PA
| | Expungement |
08-04546 | 10/05/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Werner Respondent Lawyers(s): Christopher R. Travis Arbitrator(s): Jeffrey Steinberg, Felix A. Meschini, Robert W. Ratti Hearing Site: Philadelphia, PA
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08-01606 | 05/26/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Nicole Stadelmaier Respondent(s): Gregory Ricker Respondent Lawyers(s): Grover S. Parnell, Jr. Arbitrator(s): Alan M. Schankel, Felix A. Meschini, John T. Hausladen Hearing Site: Philadelphia, PA
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08-00950 | 11/14/2008 | Claimant(s): Michael OKeefe Claimant Lawyers(s): Christopher G. Massey Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Lipton Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams Hearing Site: Philadelphia, PA
| | Expungement |