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FINRA Awards for Andrew Shapiro

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0105603/07/2016Claimant(s): Alexander Morris
Claimant Lawyers(s): Alexander P. Morris
Respondent(s): Lek Securities Corporation
Respondent Lawyers(s): Andrew Shapiro
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark Icon$2,440
10-0256504/17/2013Claimant(s): Bob Rastberger, Brad Amundson, Bridget Fletcher, Kenneth Ahrens, Perry DiClemente, Mark and Sarah Salvia, Timothy and Barbara McIntyre
Claimant Lawyers(s): Albert Watkins
Respondent(s): Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Michael G. Baker
Arbitrator(s): Anthony J. Soukenik, Thomas J. Ray, Christopher J. Janson
Hearing Site: St. Louis, MO
Checkmark Icon$304,470
12-0020704/02/2013Claimant(s): John Cohane, Neal Cohane
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Andrew Shapiro, Donald Hunter, Gregory Martino, Tatyana Andreyeva, Westrock Advisors.
Respondent Lawyers(s): Andrew Jay Shapiro, Donald Horton Hunter, Gregory Marcel Martino, Louis J. Rich, Tatyana Andreyeva
Arbitrator(s): Lincoln W. Craighead, Stewart F. Kleinman, Eileen Devaney Leo
Hearing Site: Hartford, CT
Checkmark Icon$0
09-0704604/05/2011Claimant(s): William Copperill
Claimant Lawyers(s): Robert J. Boller
Respondent(s): Mitchell Sloane, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mitchell H. Sloane
Arbitrator(s): Carolyn A. Mann, Michael J. Deodati, Daniel J. Brooks
Hearing Site: New York, NY
Checkmark Icon$489,710
09-0613412/15/2010Claimant(s): Kenneth McKenna
Claimant Lawyers(s): Joseph A. Granich
Respondent(s): Mark Casolo, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mark Carmen Casolo
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Albany, NY
Checkmark Icon$25,500
09-0384511/30/2010Claimant(s): John Allen
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Gregory Martino, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Gregory Marcel Martino
Arbitrator(s): Madeleine B. Feldman, Todd Parker Lowe, R. Van Young
Hearing Site: Louisville, KY
Checkmark Icon$141,853
08-0029402/23/2009Claimant(s): Richard Rovnick, Robert Kotler, Robert Lubar, Ronald Sheldon, Sidney Oko, Drs. Adilman,Katin,Lubar Ltd. Profit Shr, M.D.. Profit Sharing, Ronald Sheldon Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Andrew Shapiro, Donald Hunter, Edward Taylor, Gregory Martino, Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Robert a. Giacovas
Arbitrator(s): Vincent J. Natoli, Michael M. Hachigian, Troy C. Sumrall
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award

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