Potomac Analytics' Logo

FINRA Awards for Louis J. Rich

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0239105/09/2022Claimant(s): Steven Rapoport
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): DPEC Capital., Westrock Advisors.
Respondent Lawyers(s): Keith Fasano, Louis J. Rich
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
20-0094912/23/2020Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Solid ISG Capital Markets, Westrock Advisors.
Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
12-0020704/02/2013Claimant(s): John Cohane, Neal Cohane
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Andrew Shapiro, Donald Hunter, Gregory Martino, Tatyana Andreyeva, Westrock Advisors.
Respondent Lawyers(s): Andrew Jay Shapiro, Donald Horton Hunter, Gregory Marcel Martino, Louis J. Rich, Tatyana Andreyeva
Arbitrator(s): Lincoln W. Craighead, Stewart F. Kleinman, Eileen Devaney Leo
Hearing Site: Hartford, CT
Checkmark Icon$0

3 Results

Display: