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FINRA Awards for Stewart F. Kleinman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0473611/06/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Charles Meade, Frank Gavel, Raymond James Financial Services., Nutmeg Investment Group
Respondent Lawyers(s): David A. Gehn, Thomas J. Finn
Arbitrator(s): Lewis S. Kurlantzick, Marissa A. Santangelo, Stewart F. Kleinman
Hearing Site: Hartford, CT
12-0020704/02/2013Claimant(s): John Cohane, Neal Cohane
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Andrew Shapiro, Donald Hunter, Gregory Martino, Tatyana Andreyeva, Westrock Advisors.
Respondent Lawyers(s): Andrew Jay Shapiro, Donald Horton Hunter, Gregory Marcel Martino, Louis J. Rich, Tatyana Andreyeva
Arbitrator(s): Lincoln W. Craighead, Stewart F. Kleinman, Eileen Devaney Leo
Hearing Site: Hartford, CT
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